nav emailalert searchbtn searchbox tablepage yinyongbenwen piczone journalimg journalInfo journalinfonormal searchdiv searchzone qikanlogo popupnotification paper paperNew
2022, 02, No.140 17-28
碳达峰、碳中和理论研究新进展与推进路径
基金项目(Foundation): 国家自然科学基金青年项目“城镇化进程中‘碳锁定’的形成机理、风险测度与解锁策略研究”(71403041); 辽宁省财政科研基金一般项目“推动‘碳达峰’‘碳中和’实现辽宁绿色经济发展的财政政策研究”(21C015); 辽宁省教育厅应急项目“辽宁资源型城市转型创新发展的路径选择研究”(LN2019Z02);辽宁省教育厅智库项目“辽宁制造业数字化转型赋能绿色发展的机制识别、效果检验与政策优化研究”(LN2020X08); 辽宁省社会科学规划基金青年项目“绿色GDP考核约束下大气污染联防联控政策效果评价与优化路径研究”(L19CJY008)
邮箱(Email):
DOI: 10.19653/j.cnki.dbcjdxxb.2022.02.002
摘要:

“如期实现2030年前碳达峰、2060年前碳中和的目标”是中国向世界作出的庄严承诺,系统进行碳达峰、碳中和的理论溯源,对于准确厘清内涵、聚焦关键领域和优化实施方案具有重要现实意义。本文依次对碳锁定与碳解锁、碳排放脱钩与碳减排影响因素、碳达峰情景预测与经济社会影响、碳汇与碳中和的理论演进脉络进行了全面梳理和评述。在经济高速增长转向高质量发展的新时代,中国已经走上了“碳锁定→碳脱钩→碳达峰→碳中和”的低碳发展快车道;作为碳排放的核心源头,能源结构优化、能源转型与能源价格改革位居实现“双碳”目标的关键地位;政府可在推动低碳技术创新、能源供给侧结构性改革、绿色金融和财税政策领域大有作为,而碳交易、碳市场和碳定价则是发挥市场化减排机制的重要载体;中国未来实现“双碳”目标须根植于高质量发展新情境、以习近平生态文明思想的整体布局协同推进,从政府与市场关系优化维度探寻碳达峰、碳中和的可行路径。

Abstract:

Achieving the "double carbon" goals(namely, carbon peak and carbon neutrality) involves extensive and profound economic and social changes. In order to identify practical breakthroughs, clarify the promotion mechanism and path, and do a good job in "double carbon" in an orderly manner, it is urgent to trace the theoretical source of carbon peak and carbon neutrality and judge the development situation. However, the existing literature is relatively scarce in exploring the promotion path of "double carbon" from the perspective of the historical evolution of carbon emission law and carbon emission reduction theory, especially in focusing on the key areas of energy transformation and optimizing the relationship between government and market.This paper comprehensively reviews the new theoretical progress, including carbon lockin, carbon unlocking,decoupling of carbon emissions, influencing factors of carbon emission reduction, scenario prediction and economic and social impact of carbon peak, carbon sink and carbon neutrality. In addition, it examines the key role of energy transformation and the relationship between government and market in the process of achieving carbon peak and carbon neutrality. The research results show that with the continuous development of industrial structure adjustment, low-carbon technological innovation and low-carbon policy, China is walking in the fast lane of low-carbon economic development from carbon locking to carbon decoupling, and to carbon peak and carbon neutrality. However, there are still objective realities such as heavy task of industrial structure adjustment, low proportion of clean energy and arduous task of dual control in energy consumption volume and intensity. This requires the energy structural optimization, clean energy transformation and energy price reform. Moreover, the government should give full play to its role in various fields such as low-carbon technology innovation, green finance and fiscal and tax policies. Improving carbon trading, carbon market and carbon pricing mechanism is very important for realizing the marketization of carbon emission reduction. To achieve the "double carbon" goals, it is necessary to accurately understand the new situation faced in the high-quality development stage, implement the idea of green development and deal well with the relationship between government and market.Different from the existing literature, this paper mainly makes the following three marginal contributions. Firstly, it systematically arranges and reviews the literature on carbon peak and carbon neutrality, and expands the theoretical research on the realization path of "double carbon" from the perspective of carbon emission law and the evolution of carbon emission reduction theory. Secondly, different from the existing prediction or policy simulation research on carbon peak and carbon neutrality, it focuses on the operable policies and measures in the key areas of energy transformation and the optimization of the relationship between government and market. Thirdly, it explores and clarifies the analytical framework of the new situation, new tasks, basic compliance and policy mechanism guarantee faced by the "double carbon" work in the high-quality development stage.This paper reviews the research progress of "double carbon" theory and studies the promotion path, revealing the internal evolution logic of carbon emission law and carbon emission reduction policy in the process of China's economy from high-speed growth to high-quality development. This can help local governments at all levels strengthen their theoretical understanding and policy optimization of the energy transformation and the role positioning of government and market in carrying out the "double carbon" action, and provide theoretical support and policy reference for local governments at all levels to accelerate the realization of the "double carbon" goals.

参考文献

[1]柴麒敏,徐华清.基于IAMC模型的中国碳排放峰值目标实现路径研究[J].中国人口·资源与环境,2015,(6):37-46.

[2]丛建辉,王晓培,刘婷,等. CO2排放峰值问题探究:国别比较、历史经验与研究进展[J].资源开发与市场,2018,(6):774-780.

[3] Unruh, G. C. Understanding Carbon Lock-In[J]. Energy Policy,2000,28(12):817-830.

[4] Unruh,G. C. Escaping Carbon Lock-In[J]. Energy Policy,2002,30(4):317-325.

[5] Schot, J.,Geels, F. W. Niches in Evolutionary Theories of Technical Change[J]. Journal of Evolutionary Economics,2007,17(5):605-622.

[6] OECD. Sustainable Development:Indicators to Measure Decoupling of Environmental Pressure From Economic Growth[R]. OECD,2002.

[7]王君华,李霞.中国工业行业经济增长与CO2排放的脱钩效应[J].经济地理,2015,(5):105-110.

[8]李忠民,庆东瑞.经济增长与二氧化碳脱钩实证研究——以山西省为例[J].福建论坛(人文社会科学版),2010,(2):67-72.

[9] Gupta,S. Decoupling:A Step Toward Sustainable Development With Reference to OECD Countries[J]. International Journal of Sustainable Development and World Ecology,2015,22(6):510-519.

[10] Grossman, G. M., Krueger, A. B. Environmental Impacts of a North American Free Trade Agreement[R]. NBER Working Paper Series,No. 3914,1991.

[11]林伯强,蒋竺均.中国二氧化碳的环境库兹涅茨曲线预测及影响因素分析[J].管理世界,2009,(4):27-36.

[12] Wang, H.,Lu, X.,Deng, Y.,et al. China's CO2Peak Before 2030 Implied From Characteristics and Growth of Cities[J]. Nature Sustainability. 2019,2(8):748-754.

[13]许广月,宋德勇.中国碳排放环境库兹涅茨曲线的实证研究——基于省域面板数据[J].中国工业经济,2010,(5):37-47.

[14]王敏,黄滢.中国的环境污染与经济增长[J].经济学(季刊),2015,(2):557-578.

[15]胡初枝,黄贤金,钟太洋,等.中国碳排放特征及其动态演进分析[J].中国人口·资源与环境,2008,(3):38-42.

[16]顾宁,姜萍萍.中国碳排放的环境库兹涅茨效应识别与低碳政策选择[J].经济管理,2013,(6):153-163.

[17] Tapio, P. Towards a Theory of Decoupling:Degrees of Decoupling in the EU and the Case of Road Traffic in Finland Between 1970 and 2001[J]. Transport Policy,2005,12(6):137-151.

[18] Wang, Q.,Su, M. Drivers of Decoupling Economic Growth From Carbon Emission:An Empirical Analysis of 192Countries Using Decoupling Model and Decomposition Method[J]. Environmental Impact Assessment Review,2020,81(C):106356-106356.

[19] Sheng, P.,Li, J.,Zhai, M.,et al. Economic Growth Efficiency and Carbon Reduction Efficiency in China:Coupling or Decoupling[J]. Energy Reports,2021,7(7):289-299.

[20]叶琴,曾刚,戴劭勍,等.不同环境规制工具对中国节能减排技术创新的影响——基于285个地级市面板数据[J].中国人口·资源与环境,2018,(2):115-122.

[21]董直庆,王辉.环境规制的“本地—邻地”绿色技术进步效应[J].中国工业经济,2019,(1):100-118.

[22]王书斌,徐盈之.环境规制与雾霾脱钩效应——基于企业投资偏好的视角[J].中国工业经济,2015,(4):18-30.

[23]金刚,沈坤荣.以邻为壑还是以邻为伴?——环境规制执行互动与城市生产率增长[J].管理世界,2018,(12):43-55.

[24]邵帅,张可,豆建民.经济集聚的节能减排效应:理论与中国经验[J].管理世界,2019,(1):43-67.

[25]范建双,周琳.城镇化及房地产投资对中国碳排放的影响机制及效应研究[J].地理科学,2019,(4):122-131.

[26]林伯强,谭睿鹏.中国经济集聚与绿色经济效率[J].经济研究,2019,(2):119-132.

[27]何文举,张华峰,陈雄超,等.中国省域人口密度、产业集聚与碳排放的实证研究——基于集聚经济、拥挤效应及空间效应的视角[J].南开经济研究,2019,(2):207-225.

[28]段福梅.中国二氧化碳排放峰值的情景预测及达峰特征——基于粒子群优化算法的BP神经网络分析[J].东北财经大学学报,2018,(5):19-27.

[29]陈占明,吴施美,马文博,等.中国地级以上城市二氧化碳排放的影响因素分析:基于扩展的STIRPAT模型[J].中国人口·资源与环境,2018,(10):45-54.

[30]李佛关,吴立军.基于LMDI法对碳排放驱动因素的分解研究[J].统计与决策,2019,(21):101-104.

[31]王勇,韩舒婉,李嘉源,等.五大交通运输方式碳达峰的经验分解与情景预测——以东北三省为例[J].资源科学,2019,(10):1824-1836.

[32]张世国,贾红强,刘明.中国实现2030年碳排放“双目标”不同方案的经济效应分析[J].重庆理工大学学报(社会科学版),2021,(3):8-15.

[33]黎鹏,张勇,李夏浩祺,等.黄土丘陵区不同退耕还林措施的土壤碳汇效应[J].水土保持研究,2021,(4):29-33.

[34] Hughes, L.,Jong, M.,Thorne, Z.(De)Coupling and(De)Carbonizing in the Economies and Energy Systems of the G20[J]. Environment,Development and Sustainability,2021,23(4):5614-5639.

[35] Bai, C.,Du, K.,Yu, Y.,et al. Understanding the Trend of Total Factor Carbon Productivity in the World:Insights From Convergence Analysis[J]. Energy Economics,2019,81(C):698-708.

[36] Li, W.,Wang, W.,Wang, Y.,et al. Historical Growth in Total Factor Carbon Productivity of the Chinese Industry:A Comprehensive Analysis[J]. Journal of Cleaner Production,2018,170(1):471-485.

[37]平新乔,郑梦圆,曹和平.中国碳排放强度变化趋势与“十四五”时期碳减排政策优化[J].改革,2020,(11):37-52.

[38]徐斌,陈宇芳,沈小波.清洁能源发展、二氧化碳减排与区域经济增长[J].经济研究,2019,(7):188-202.

[39]何建坤.碳达峰碳中和目标导向下能源和经济的低碳转型[J].环境经济研究,2021,(1):1-9.

[40]史丹.当前能源价格改革的特点、难点与重点[J].价格理论与实践,2013,(1):18-20.

[41]戚潇.能源价格改革的难点与突破[J].中国产经,2020,(4):107-109.

[42]陈冠学,杨萱.能源价格改革对碳减排影响效应研究——基于电价与碳排放强度的实证分析[J].价格理论与实践,2019,(4):50-53.

[43]林伯强.能源革命促进中国清洁低碳发展的“攻关期”和“窗口期”[J].中国工业经济,2018,(6):15-23.

[44]田云,陈池波.中国碳减排成效评估、后进地区识别与路径优化[J].经济管理,2019,(6):22-37.

[45]王班班,齐绍洲.市场型和命令型政策工具的节能减排技术创新效应——基于中国工业行业专利数据的实证[J].中国工业经济,2016,(6):91-108.

[46] Annum, R.,Prysor, W. A. Reducing Household Greenhouse Gas Emissions From Space and Water Heating ThroughLow-Carbon Technology:Identifying Cost-Effective Approaches[J]. Energy and Buildings,2021,248(1):1-11.

[47] Oliver, G. G., Islam, C. J., Nazmiye, B. O., et al. Optimising Renewable Energy Integration in New HousingDevelopments With Low Carbon Technologies[J]. Renewable Energy,2021,169(5):527-540.

[48] Simon, M., Christina, P., Ruben, B., et al. Impact of Residential Low-Carbon Technologies on Low-Voltage GridReinforcements[J]. Applied Energy,2021,297(5):1-15.

[49]徐佳,崔静波.低碳城市和企业绿色技术创新[J].中国工业经济,2020,(12):178-196.

[50]石大千,丁海,卫平,等.智慧城市建设能否降低环境污染[J].中国工业经济,2018,(6):117-135.

[51] Razzaq, A., Wang, Y., Chupradit, S., et al. Asymmetric Inter-Linkages Between Green Technology Innovation andConsumption-Based Carbon Emissions in BRICS Countries Using Quantile-On-Quantile Framework[J]. Technologyin Society,2021,66(10):1-21.

[52] Wang, R. Ecological Network Analysis of China's Energy-Related Input From the Supply Side[J]. Journal ofCleaner Production,2020,272(1):1-16.

[53]林伯强,孙传旺.如何在保障中国经济增长前提下完成碳减排目标[J].中国社会科学,2011,(1):64-76.

[54] Zhang, S.,Wu, Z.,Wang, Y.,et al. Fostering Green Development With Green Finance:An Empirical Study on theEnvironmental Effect of Green Credit Policy in China.[J]. Journal of Environmental Management, 2021, 296(5):113159-113159.

[55] Barman, T. R.,Gupta, M. R. Public Expenditure,Environment,and Economic Growth[J]. Journal of Public EconomicTheory,2010,12(6):1109-1134.

[56]姜楠.环保财政支出有助于实现经济和环境双赢吗?[J].中南财经政法大学学报,2018,(1):95-103.

[57] Ding, S.,Zhang, M.,Song, Y.,et al. Exploring China's Carbon Emissions Peak for Different Carbon Tax Scenarios[J].Energy Policy,2019,129(6):1245-1252.

[58]任晓松,马茜,刘宇佳,等.碳交易政策对工业碳生产率的影响及传导机制[J/OL].中国环境科学,https://doi.org/10.19674/j.cnki.issn1000-6923.20210714.001.

[59]石敏俊,袁永娜,周晟吕,等.碳减排政策:碳税、碳交易还是两者兼之?[J].管理科学学报,2013,(9):9-19.

[60]王文举,陈真玲.中国省级区域初始碳配额分配方案研究——基于责任与目标、公平与效率的视角[J].管理世界,2019,(3):81-98.

[61]汤维祺,钱浩祺,吴力波.内生增长下排放权分配及增长效应[J].中国社会科学,2016,(1):60-81.

[62] Duan, F.,Wang, Y.,Ying, W.,et al. Estimation of Marginal Abatement Costs of CO2in Chinese Provinces Under 2020Carbon Emission Rights Allocation:2005-2020[J]. Environmental Science and Pollution Research, 2018, 25(2):24445-24468.

[63] Zhou, A., Gu, Y., Deng, M. Voluntary Emission Reduction Market in China:Development, Management Status andFuture Supply[J]. Chinese Journal of Population Resources and Environment,2019,17(1):1-11.

[64]陆敏,苍玉权,李岩岩.强制减排交易机制外企业会自愿减排么?[J].中国人口·资源与环境,2019,(5):21-29.

[65] Linder, A. Explaining Shipping Company Participation in Voluntary Vessel Emission Reduction Programs[J].Transportation Research Part D Transport and Environment,2017,61(PT.B):234-245.

[66] Kube, R.,Graevenitz, K. V.,Lschel, A.,et al. Do Voluntary Environmental Programs Reduce Emissions? EMAS in theGerman Manufacturing Sector[J]. Energy Economics,2019,84(S1):104558.

[67] Nachtigall,D.,Ellis,J.,Peterson,S.,et al. The Economic and Environmental Benefits From International Co-Ordinationon Carbon Pricing:Insights From Economic Modelling Studies[R]. OECD Environment Working Papers,2021.

基本信息:

DOI:10.19653/j.cnki.dbcjdxxb.2022.02.002

中图分类号:X32;F124.5

引用信息:

[1]李少林,杨文彤.碳达峰、碳中和理论研究新进展与推进路径[J].东北财经大学学报,2022,No.140(02):17-28.DOI:10.19653/j.cnki.dbcjdxxb.2022.02.002.

基金信息:

国家自然科学基金青年项目“城镇化进程中‘碳锁定’的形成机理、风险测度与解锁策略研究”(71403041); 辽宁省财政科研基金一般项目“推动‘碳达峰’‘碳中和’实现辽宁绿色经济发展的财政政策研究”(21C015); 辽宁省教育厅应急项目“辽宁资源型城市转型创新发展的路径选择研究”(LN2019Z02);辽宁省教育厅智库项目“辽宁制造业数字化转型赋能绿色发展的机制识别、效果检验与政策优化研究”(LN2020X08); 辽宁省社会科学规划基金青年项目“绿色GDP考核约束下大气污染联防联控政策效果评价与优化路径研究”(L19CJY008)

检 索 高级检索